As of 11/30/2023
SGDJ
NAV
$30.20
NAV Change
$0.01 (0.03%)
Market Price1
$30.12
Premium/Discount2
-0.26%

Key Facts

Sprott Junior Gold Miners Exchange Traded Fund (NYSE Arca: SGDJ) seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Solactive Junior Gold Miners Custom Factors Index (Ticker: SOLJGMFT). The Index aims to track the performance of small-capitalization gold companies whose stocks are listed on regulated exchanges.

The Index uses a transparent, rules-based methodology that is designed to emphasize junior gold stocks with market capitalization between $200 million and $2 billion. The Index emphasizes junior gold producers with the strongest revenue growth and junior exploration companies with the strongest stock price momentum. The Index is reconstituted on a semi-annual basis, in November and May, to incorporate the latest factor scores into the selection and weighting process.

ETF Details As of 11/30/2023
Ticker SGDJ
IIV Ticker SGDJ.IV
Listing Exchange NYSE Arca
CUSIP
ISIN
Fund Inception March 31, 2015
Index Reconstitution Semi-Annual
 
Index Ticker SOLJGMFT
Total Net Assets $102,995,280.44
Shares Outstanding 3,410,000
Number of Holdings 45
Frequency Distribution of Premiums and Discounts
Median 30 Day Bid Ask Spread
(As of 11/30/2023)
0.53 %
Fees and Expenses*
Management Fee 0.35%
Other Expenses 0.32%
Total Annual Fund Operating Expenses 0.67%
Fee Waiver/Expense Reimbursement3 0.17%
Total Annual Fund Operating Expenses After Fee Waiver/Expense Reimbursements 0.50%
*As of the most recent prospectus.

Month-End Performance
Average Annual Total Returns (%) As of 11/30/2023

Fund 1 MO* 3 MO* YTD* 1 YR 3 YR 5 YR S.I.5
Sprott Junior Gold Miners ETF
(Net Asset Value)
13.02 4.14 4.64 5.17 -10.65 8.49 3.79
Sprott Junior Gold Miners ETF
(Market Price)1
13.49 4.73 4.33 3.91 -10.86 8.48 3.76
Solactive Junior Gold Miners Custom Factors Index TR
(Benchmark)4
13.12 4.67 5.95 6.50 -10.58 9.34 4.63
S&P 500 Total Return Index
(S&P 500 Index)4
9.13 1.74 20.80 13.84 9.76 12.51 11.52

Quarter-End Performance
Average Annual Total Returns (%) As of 9/30/2023

Fund 1 MO* 3 MO* YTD* 1 YR 3 YR 5 YR S.I.5
Sprott Junior Gold Miners ETF
(Net Asset Value)
-10.59 -6.93 -10.15 10.56 -14.60 3.09 2.02
Sprott Junior Gold Miners ETF
(Market Price)1
-10.85 -8.43 -11.19 8.60 -14.92 2.83 1.88
Solactive Junior Gold Miners Custom Factors Index TR
(Benchmark)4
-10.61 -6.81 -9.52 11.79 -14.71 3.82 2.80
S&P 500 Total Return Index
(S&P 500 Index)4
-4.77 -3.27 13.07 21.62 10.15 9.92 10.89

Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. Call 888.622.1813 for current month end performance.

* Returns less than one year are not annualized.

1 Market Price is based on the midpoint of the bid/ask spread at 4 p.m. ET and does not represent the returns an investor would receive if shares were traded at other times.

2 The Premium/Discount is the amount (stated in dollars or percent) by which the selling or purchase price of an ETF is greater than (premium) or less than (discount) its face amount/value or net asset value (NAV).

3 Sprott Asset Management USA, Inc. (the “Adviser”), the Investment Adviser to the Fund, has contractually agreed to waive the management fee, and/or reimburse expenses so that Total Annual Fund Operating Expenses After Fee Waiver/Expense Reimbursements (not including distribution (12b-1) fees, shareholder service fees, acquired fund fees and expenses, taxes, brokerage commissions and extraordinary expenses) do not exceed a maximum of 0.50% of the share’s average daily net assets through April 30, 2024. See the most recent prospectus for more information.

4 From July 22, 2019 forward, Index data reflects the Fund's current underlying Index, the Solactive Junior Gold Miners Custom Factors Index (SOLJGMFT), which was created by Solactive AG ("Index Provider") to provide a means of generally tracking the performance of junior gold mining companies whose stocks are traded on Canadian and major U.S. exchanges. Index data prior to July 22, 2019, reflects the Fund’s former index, the Sprott Zacks Junior Gold Miners Index (ZAXSGDJ). Index data shown for periods that include dates prior to July 22, 2019, reflect a blend of the performance of the SOLJGMFT and ZAXSGDJ Indices. An investor cannot invest directly in the Index. SGDJ was reorganized from ALPS ETF Trust into Sprott ETF Trust on or about 7/19/19. SGDJ is a continuation of the prior Fund and, therefore, the performance information shown includes the prior Fund's performance.The S&P 500 Index is a stock market index that tracks the stocks of 500 large-cap U.S. companies; it is included as a broader U.S. equities markets reference.

5 Inception Date: 3/31/2015.


Portfolio Diagnostics

As of 10/31/2023

Number of Companies 43
Market Cap (millions) $35,816
Largest Market Cap (millions) $2209
Smallest Market Cap (millions) $91
Weighted Avg. Company Market Cap (millions) $942
Market Cap Breakdown
Large (>$10B) 0.00%
Medium ($2-$10B) 1.22%
Small (<$2B) 97.86%
Industry Weightings
Gold 84.86%
Precious Metals 14.62%
Base Metals 0.52%

Company Domicile Breakdown

As of 10/31/2023

Daily Holdings

As of 11/30/2023

Security Market Value Symbol SEDOL Quantity Weight
Bumi Resources Minerals Tbk PT $5,826,191.84 BRMS IJ B3R5893 447,347,700 5.66%
Perseus Mining Ltd. $5,671,204.19 PRU AU B02FBC1 4,447,135 5.51%
De Grey Mining Ltd. $5,628,486.44 DEG AU 6534837 6,217,752 5.46%
Bellevue Gold Ltd. $5,094,679.83 BGL AU BFZ31P0 4,509,030 4.95%
Centamin PLC $4,974,911.09 CEY LN B5TT187 4,075,157 4.83%
Gold Road Resources Ltd. $4,968,521.87 GOR AU B15F5K1 3,856,159 4.82%
Emerald Resources NL $4,663,150.86 EMR AU 6107381 2,476,264 4.53%
Capricorn Metals Ltd. $4,600,788.41 CMM AU BDD98W2 1,450,619 4.47%
OceanaGold Corp. $4,502,282.28 OGC CN B1Z7L21 2,566,963 4.37%
Artemis Gold Inc. $4,330,298.17 ARTG CN BKLTQ63 865,390 4.20%
K92 Mining Inc. $4,313,347.45 KNT CN BYZ2CB3 985,353 4.19%
Regis Resources Ltd. $4,273,140.45 RRL AU 6476542 3,316,461 4.15%
Seabridge Gold Inc. $4,199,045.34 SA B00VFP2 338,906 4.08%
Torex Gold Resources Inc. $4,130,800.99 TXG CN BD2NKY1 383,924 4.01%
Orla Mining Ltd. $3,981,308.52 OLA CN BYZGJ92 1,327,380 3.87%
Red 5 Ltd. $3,850,194.72 RED AU 6367550 16,648,572 3.74%
Resolute Mining Ltd. $3,813,355.04 RSG AU 6410636 13,267,232 3.70%
Silver Lake Resources Ltd. $3,645,984.70 SLR AU B28RMY4 5,039,217 3.54%
Karora Resources Inc. $3,630,634.58 KRR CN BK9RML6 1,024,239 3.53%
Skeena Resources Ltd. $3,199,945.29 SKE CN BMDM761 714,172 3.11%
Calibre Mining Corp. $3,150,348.50 CXB CN BGYKMJ0 3,288,358 3.06%
Endeavour Silver Corp. $3,048,336.09 EDR CN 2980003 1,388,067 2.96%
Firefinch Ltd. $526,118.53 FFX AU BKPJ9T3 6,635,363 0.51%
Equinox Gold Corp. $483,509.87 EQX CN BKLNP13 88,304 0.47%
Genesis Minerals Ltd. $402,740.62 GMD AU B23G0X1 330,363 0.39%
Coeur Mining Inc. $392,699.70 CDE 2208136 128,754 0.38%
West African Resources Ltd. $381,364.20 WAF AU B4KBBN0 617,292 0.37%
Wesdome Gold Mines Ltd. $375,770.72 WDO CN B0Y90N5 58,208 0.36%
Centerra Gold Inc. $359,088.51 CG CN B01NXQ4 58,636 0.35%
Ramelius Resources Ltd. $363,577.39 RMS AU 6586872 321,783 0.35%
Victoria Gold Corp. $355,718.71 VGCX CN BKMJWS6 71,510 0.35%
New Gold Inc. $354,062.63 NGD CN 2826947 255,556 0.34%
Osisko Mining Inc. $347,128.93 OSK CN BDBCBP7 165,276 0.34%
Greatland Gold PLC $342,962.95 GGP LN B15XDH8 2,465,194 0.33%
Novagold Resources Inc. $342,090.00 NG 2206903 81,450 0.33%
Pan African Resources PLC $343,126.94 PAF LN 0430049 1,639,290 0.33%
Tietto Minerals Ltd. $342,910.88 TIE AU BFLYWP4 837,051 0.33%
Westgold Resources Ltd. $344,036.29 WGX AU BYVQ673 243,306 0.33%
Argonaut Gold Inc. $331,623.66 AR CN B50H726 1,046,504 0.32%
Dundee Precious Metals Inc. $328,560.30 DPM CN B00VD03 44,495 0.32%
McEwen Mining Inc. $330,247.68 MUX BQGD8H7 43,001 0.32%
Hochschild Mining PLC $323,712.14 HOC LN B1FW502 243,973 0.31%
SolGold PLC $296,839.29 SOLG LN B0WD0R3 2,779,307 0.29%
Kinross Gold Corp. - CVR $0.17 K CN-CVR 233,341 0.00%
Cash Equivalent $-169,566.32 $-169,566.32 -0.16%

45 total.  Subject to change.


Distributions

2023 Estimated Year-End Capital Gains Distributions

 

Ex-Date

Record Date Payable Date Short-Term Capital Gains Long-Term Capital Gains Dividend Income Total Distributions
12/23/2015 12/28/2015 12/31/2015 - - - -
12/21/2016 12/23/2016 12/29/2016 - - $0.16 $0.16
12/21/2017 12/22/2017 12/28/2017 - - $0.56 $0.56
12/20/2018 12/21/2018 12/27/2018 - - $0.05 $0.05
12/19/2019 12/20/2019 12/27/2019 - - $0.22 $0.22
12/16/2020 12/17/2020 12/23/2020 - - $0.97 $0.97
12/15/2021 12/16/2021 12/22/2021 - - $0.90 $0.90
12/15/2022 12/16/2022 12/22/2022 - - $0.71 $0.71

 


Please Note: The term “pure-play” relates directly to the exposure that the Funds have to the total universe of investable, publicly listed securities in the investment strategy.

Important Disclosures

The Sprott Funds Trust is made up of the following ETFs (“Funds”): Sprott Gold Miners ETF (SGDM), Sprott Junior Gold Miners ETF (SGDJ), Sprott Energy Transition Materials ETF (SETM), Sprott Lithium Miners ETF (LITP), Sprott Uranium Miners ETF (URNM), Sprott Junior Uranium Miners ETF (URNJ), Sprott Junior Copper Miners ETF (COPJ) and Sprott Nickel Miners ETF (NIKL). Before investing, you should consider each Fund’s investment objectives, risks, charges and expenses. Each Fund’s prospectus contains this and other information about the Fund and should be read carefully before investing.

A prospectus can be obtained by calling 888.622.1813 or by clicking these links: Sprott Gold Miners ETF Prospectus, Sprott Junior Gold Miners ETF Prospectus, Sprott Energy Transition Materials ETF Prospectus, Sprott Lithium Miners ETF Prospectus, Sprott Uranium Miners ETF Prospectus, Sprott Junior Uranium Miners ETF Prospectus, Sprott Junior Copper Miners ETF Prospectus and Sprott Nickel Miners ETF Prospectus.

Investors in these Funds should be willing to accept a high degree of volatility in the price of the Funds' shares and the possibility of significant losses. An investment in the Funds involves a substantial degree of risk. The Funds are not suitable for all investors. The Funds are non-diversified and can invest a more significant portion of assets in securities of individual issuers than diversified funds. As a result, changes in a single investment’s market value could cause more significant share price fluctuation than in diversified funds.

Exchange Traded Funds (ETFs) are bought and sold through exchange trading at market price (not NAV) and are not individually redeemed from the Fund. Shares may trade at a premium or discount to their NAV in the secondary market. Brokerage commissions will reduce returns. "Authorized participants" may trade directly with the Fund, typically in blocks of 10,000 shares.

Funds that emphasize investments in small-/mid-cap companies will generally experience greater price volatility. Diversification does not eliminate the risk of experiencing investment losses. ETFs are considered to have continuous liquidity because they allow for an individual to trade throughout the day. A higher portfolio turnover rate may indicate higher transaction costs and may result in higher taxes when Fund shares are held in a taxable account. These costs, which are not reflected in annual fund operating expenses, affect the Fund’s performance.

Nasdaq®, Nasdaq Sprott Energy Transition Materials™ Index, Nasdaq Sprott Lithium Miners™ Index, Nasdaq Sprott Junior Uranium Miners™ Index, Nasdaq Sprott Junior Copper Miners™ Index, Nasdaq Sprott Nickel Miners™ Index, NSETM™, NSLITP™ , NSURNJ™, NSCOPJ™ and NSNIKL™ are registered trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the “Corporations”) and are licensed for use by Sprott Asset Management LP. The Product(s) have not been passed on by the Corporations as to their legality or suitability. The Product(s) are not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PRODUCT(S).

Sprott Asset Management USA, Inc. is the Adviser to the Sprott ETF. Sprott Asset Management LP is the Sponsor of the Fund. ALPS Distributors, Inc. is the Distributor for the Sprott Funds Trust and is a registered broker-dealer and FINRA Member.

ALPS Distributors, Inc. is not affiliated with Sprott Asset Management LP.

 

Frequency Distribution of Premiums and Discounts


NAV vs Bid/Ask Midpoint
Premiums/Discounts

Data updated as of Dec 1, 2023

CY 2022 Q1 2023 Q2 2023 Q3 2023 Q4 2023
Days Traded at Premium 126 34 34 22 --
Days Traded at Discount 116 27 24 40 --

The performance data quoted above represents past performance. Past performance is not a guarantee of future results. Investment return and value of the Fund shares will fluctuate so that an investor's shares, when sold, may be worth more or less than their original cost. Performance may be lower or higher than performance data quoted.

The above frequency distribution chart presents information about the difference between the daily market price for shares of the Fund and the Fund's reported net asset value. The amount that the fund's market price is above the reported NAV is called the premium. The amount that the fund's market price is below the reported NAV is called the discount. The market price is determined using the midpoint between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund's NAV is calculated (usually 4:00 pm Eastern time). The horizontal axis of the chart shows the premium or discount expressed in basis points. The vertical axis indicates the number of trading days in the period covered by the chart. Each bar in the chart shows the number of trading days in which the Fund traded within the premium/discount range indicated.

*A unit that is equal to 1/100th of 1% and is used to denote the change in a financial instrument.

The Premium / Discount is the amount (stated in dollars or percent) by which the selling or purchase price of an ETF is greater than (premium) or less than (discount) its face amount/value or net asset value (NAV).


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